Complii FinTech Solutions Ltd (ASX:CF1)

Investment Highlights

Company Overview

The Complii platform is a web-based providing services to Capital Markets participants through modules for a monthly or annual subscription fee.

The service modules available to customers include Electronic Compliance, Capital Raisings, Client Portfolios, AccountFast (an account opening application) and ThinkCaddie (an e-learning module for AFSL holders).

Expanding Portfolio

Over the past year, Complii has further expanded its product offerings via the acquisition of: MIntegrity (regulatory risk consulting), striving to become the "backbone of Australian capital markets" with a unique, end-to-end solution.

Complii is driving growth both organically through cross and up-selling, as well as through acquisitions. Management intends to continue this trend of acquiring complementary technologies in order to expand its range of offerings, allowing Complii to further cross-sell its products to customers.

Complii also plans to conduct a gap analysis in order to enter international markets such as the UK, Canada and Singapore.

Products & Services

Complii Compliance – Digital software platform designed to automate, record and report on compliance obligations.

Complii AdviserBid – Automated distribution of corporate deals and bid electronic acceptance.

Complii Online Portfolio – Secure portal with inbuilt advisor to portfolio, ledgers and account balance.

AccountFast – Established new client accounts, KYC checks and automated broker opening.

Caddie – Aggregated CPD content from over 200 financial services content providers and manages Advisor CPD obligations.

Boom – Financial Planning includes electronic KYC and investor risk profiling, paraplanning and admin services.

Financial Crimes Monitoring – Ensuring that AFSL’s can be confident that suspicious trading activity can be readily identified and reported in accordance with relevant legislation and ASX trading rules.

Risk Management – Helping AFSL’s identify potential risks before they may occur.

Electronic Compliance System – Secure digital platform that removes the need for paper based compliance.

Advisor Bid/Corporate Offer Letters – Allows corporate deals to be distributed to advisors to bid on the deal and successful bids can be automatically sent to clients who have the option to electronically accept.

Digital Solution for Compliance

Complii is a comprehensive platform. The solutions are targeted to meet regulatory obligations and are delivered through the Complii platform.

It is a digital customisable platform, which offers business, compliance and operational solutions to stockbroking, corporate advisory and other AFSL holding firms.

The Complii platform is a secure service that allows clients to subscribe to service modules ranging from compliance and capital raising to online portfolio management services.

Complii’s market reach allows scalable service expansion

Notably, Complii has an edge over other market offerings as it has the unique ability to scale services to clients through its platform. For instance, the ‘Corporate Highway’ feature of the Complii system facilitates sharing of corporate deals within its existing broker network.

Complii is continuously striving to expand its technology suite through inorganic means to support its client base.

Additional Information

Team

Directors

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